Position: Part Time Advisor/Bookkeeper
Summary: Small and established Investment Advisor organization is seeking a part-time Advisor/Bookkeeper to help with office duties and maintenance. This is a critical position so having worked in a similar environment is a must have. Excellent opportunity for someone looking to transition to a less demanding position or a flexible work schedule.
*Series 65 is required for this role. Person may be helping clients with financial advice via phone.
Bookkeeping – update company and client books as needed including annual audit preparation
Investments – Investment knowledge of stocks, ETFs, mutual funds, and fixed income investments.
Compliance – ongoing maintenance of records for securities audits, annual compliance review, and quarterly updates as needed
Client relations – answer questions, move money, update client files (electronic and paper)
Excel – maintain spreadsheets and if necessary create new spreadsheets to track data
General Office – general office duties including phones, filing, quarterly mailings